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Regulation NMS
Results: 1042

#	Item
601	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 19, 2012 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-20 13:53:26 Investment Financial services Finance Regulation NMS United States Securities and Exchange Commission Order Routing Broker-dealer Financial economics Stock market Financial markets
602	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 8, 2012 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Deleting NYSE MKT Rules 95(c) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-09 09:36:31 Investment Stock market Financial regulation United States Securities and Exchange Commission New York Stock Exchange Regulation NMS Day trading Securities Exchange Act Floor broker Financial economics Financial markets Finance
603	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]February 20, 2013 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Second Amendment to the National Market System Plan to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-21 14:32:44 United States Securities and Exchange Commission Investment Self-regulatory organizations Stock market Regulation NMS Chicago Stock Exchange Order National market system plan Securities Exchange Act Financial markets Financial economics Economy of the United States
604	Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-24 11:16:31 Financial economics Business Financial regulation Financial markets Financial Industry Regulatory Authority Chicago Stock Exchange Securities Exchange Act NASDAQ Chicago Board Options Exchange Economy of the United States Self-regulatory organizations United States securities law
605	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule[removed]to extend the operation of the single stock circuit breaker pilot program until February 4, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-26 15:13:46 Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Securities and Exchange Commission Government Financial regulation Economy of the United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
606	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 21, 2010 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-22 12:46:30 Finance United States Securities and Exchange Commission Securities Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Broker-dealer Regulation NMS United States securities law Financial economics Financial system
607	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules to add the Mid-Point Discretionary Order Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-21 14:49:51 Financial markets Stock market Order Regulation NMS
608	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]June 10, 2009 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Rejec Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-11 17:57:24 United States Securities and Exchange Commission Chicago Stock Exchange Investment Finance Stock market Regulation NMS Order Securities Exchange Act Broker-dealer Financial economics Financial markets Self-regulatory organizations
609	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-17 11:06:41 Business United States Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act OTC Bulletin Board U.S. Securities and Exchange Commission Regulation NMS NASDAQ Self-regulatory organization United States securities law Financial economics Finance
610	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-27 16:04:28 Financial system Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Self-regulatory organization Broker-dealer Selling away United States securities law United States Securities and Exchange Commission Financial economics

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